AML/CFT · governance · regulatory readiness
AML/CFT, Compliance & Regulatory Readiness
Licensing is only credible if the control framework matches the business. Ylexium helps clients design, review and remediate AML/CFT, compliance, governance and risk arrangements for Mauritius-regulated financial services businesses and other international structures.
AML/CFT Framework
Business risk assessment, customer risk assessment, CDD / EDD, source of funds / wealth, screening and transaction monitoring.
Policies & Procedures
Compliance manual, AML programme, sanctions, conflicts, complaints, outsourcing, risk management, BCP and governance documentation.
File & Control Reviews
Risk-based KYC file review, remediation programmes, screening gaps, risk-rating logic and control testing.
Regulatory Support
FSC queries, inspection / remediation support, board reporting, regulatory submissions and governance action plans.
Before licensing
Pre-licensing
- Build the control framework required by the proposed licence.
- Align policies to actual products, clients, jurisdictions and technology.
- Define roles of board, Compliance Officer, MLRO / DMLRO and operational teams.
- Prepare evidence that controls can work on day one.
After licensing
Post-licensing
- Regulatory gap assessments and remediation.
- Customer-file / transaction-monitoring quality reviews.
- Policy refresh following rule or business-model changes.
- Governance, board and compliance-reporting support.
- Independent readiness reviews before regulator or auditor engagement.
Request a Compliance Review
Whether you are preparing an application or already licensed, Ylexium will assess whether the control framework matches the business.